Special Session 24: Geometric methods in spectral theory of traveling waves and patterns

Hamiltonian spectral flows, the Maslov index, and the stability of NLS standing waves

Mitchell Curran
The University of Sydney
Australia
Co-Author(s):    Graham Cox, Yuri Latushkin and Robert Marangell
Abstract:
We give a lower bound for the number of positive, real eigenvalues of the Hamiltonian differential operator \[ \begin{pmatrix} 0 & -L_- \ L_+ & 0 \end{pmatrix} \] on a compact interval with Dirichlet boundary conditions, where $L_\pm$ are arbitrary scalar-valued Schr\{o}dinger operators. Such an operator arises, for example, when linearising about a standing wave in the nonlinear Schr\{o}dinger (NLS) equation. Our lower bound follows from a straightforward application of the ``Maslov box``, and includes a contribution to the Maslov index from a degenerate crossing. We compute this contribution via a homotopy argument, analysing the local behaviour of the eigenvalue curves -- which represent the evolution of the eigenvalues as the domain is shrunk or expanded -- to do so. Applying our theory to standing wave solutions of the NLS equation leads to compact interval analogues of the Jones-Grillakis instability theorem and the Vakhitov-Kolokolov criterion. Comparison with existing lower bounds, which make use of constrained eigenvalue counts for $L_+$ and $L_-$, leads to some interesting connections between the objects appearing therein and the contribution from the degenerate crossing.