Special Session 164: Periodic and Ergodic Schrodinger Operators

Moduli of Continuity of Lyapunov Exponents for Random Non-Invertible Cocycles
Tome Filipe Silvestre T. Graxinha
Centro de Estudos Matematicos - Universidade de Lisboa
Portugal
Co-Author(s):    Pedro Duarte
Abstract:
We study the quantitative regularity of Lyapunov exponents for non-compact and non-invertible random linear cocycles, with respect to the Wasserstein distance. Our first main result shows that, under three natural hypotheses (finite exponential moments, quasi-irreducibility, and a spectral gap $L_1 > L_2$) the top Lyapunov exponent depends locally H\{o}lder-continuously on the measure that governs the dynamics. The proof relies on a spectral method in which the strong mixing of the associated Markov operator is crucial. To that end, we extend Furstenberg-Kifer theory beyond the invertible setup. Consequences include H\{o}lder continuity of higher exponents via exterior powers, large-deviations--type estimates, and applications to Schr\{o}dinger cocycles with unbounded potentials. Our second main result shows that the exponential moment assumption is sharp. We construct non-compact random Schr\{o}dinger cocycles with locally uniform sub-exponential moments but without any exponential moment, for which the Lyapunov exponent, as a function of the energy, fails to be $\alpha$-H\{o}lder for every $\alpha > 0$. More generally, we provide a correspondence between moment profiles and moduli of continuity, and we prove that the breakdown of a given (locally uniform) moment condition prevents the corresponding modulus of continuity from holding.