Special Session 145: Dynamic Models under Uncertainty in Economics and Finance

Regular stochastic flow and Dynamic Programming Principle for jump diffusions
Alessandro Bondi
Luiss University Rome
Italy
Co-Author(s):    Enrico Priola
Abstract:
Given a Brownian motion $W$ and a stationary Poisson point process $p$ with values in ${\mathbb R}^d$, we prove a Dynamic Programming Principle (DPP) in a strong formulation for a stochastic control problem involving controlled SDEs of the form \begin{align*} dX_{t}=&\,b(t, X_{t}, a_t) dt + \alpha \left(t, X_{t}, a_t \right) dW_t+ \int_{ \{ |z| \le 1 \} } g\left(X_{t-},t,z, a_t \right)\widetilde{N}_p\left(dt,dz\right) \ & + \int_{ \{ |z| >1 \} } f\left(X_{t-},t,z, a_t \right){N}_p\left(dt,dz\right), \quad X_s=x\in\mathbb{R}^d,\,0\le s \le t \le T. \end{align*} Here $N_p$ [resp., $\widetilde{N}_p$] is the Poisson [resp., compensated Poisson] random measure associated with $p$. We consider arbitrary predictable controls $a \in {\mathcal P}_T$ with values in any {\it Borel set} $B \subset \R^{l}$. The coefficients {$b$, $\alpha$, and $g$} satisfy linear growth and Lipschitz--type conditions in the $x-$variable, and are continuous in the control variable. Moreover, we consider the value function $v(s,x)=\sup_{a \in {\mathcal P}_T} \, \mathbb{E}\big[\int_{s}^{T}\!h\left(r,X_r^{s,x,a}, a_r\right)dr + j\left(X_T^{s,x,a}\right)\big] $, where $h$ and $j$ are suitable given maps, globally bounded and continuous in the $x-$variable and in the control variable. The DPP is a fundamental tool in stochastic control with applications in physics and mathematical finance. To prove it, we show the existence of a regular stochastic flow for the previous stochastic equation when the coefficients are independent of the control $a$. Notably, this regularity result is new for jump diffusions even when there is no large--jumps component, i.e., $f\equiv0$ (cf. Kunita`s recent book on stochastic flows and jump diffusions). The proof of the DPP is completed by introducing an approach that relies on a new subclass of controls in $\mathcal{P}_T$. These controls allow us to apply a basic measurable selection theorem by L. D. Brown and R. Purves.